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Companies Act, 2013 — Foundations You Must Know

Definitions, types of companies, MoA & AoA, board meetings, AGM, and OPC rules — these 6 sub-areas drive most of the Paper 2 questions on the Act.

Last reviewed: 25 April 2026

Types of companies (Sec 2)

  • •By liability: limited by shares / by guarantee / unlimited.
  • •By incorporation: statutory / registered.
  • •By size: Small Company (≤ ₹4 cr capital AND ≤ ₹40 cr turnover, with exclusions).
  • •By membership: Private (2–200 members) / Public (≥ 7 members) / OPC (1 member).
  • •Section 8: not-for-profit (charity, education, science).

MoA vs AoA

  • •Memorandum (MoA): the company's charter — defines its scope and powers vis-à-vis outsiders. Six clauses: Name, Registered Office, Object, Liability, Capital, Subscription.
  • •Articles (AoA): internal rules of management. Subordinate to MoA.
  • •Doctrine of ultra vires: any act beyond MoA powers is void.
  • •Doctrine of indoor management: outsiders aren't expected to verify internal compliance — the company is bound by acts that appear regular.

Incorporation (Sec 7)

  • •File MoA + AoA + declarations + address proofs + DSCs with the ROC.
  • •ROC issues Certificate of Incorporation — conclusive evidence of formation.
  • •PAN, TAN, EPFO, ESIC, GSTIN registrations are bundled in the SPICe+ form.

Board meetings & quorum (Sec 173–174)

  • •First Board Meeting: within 30 days of incorporation.
  • •Minimum 4 Board Meetings per year, gap not exceeding 120 days between two.
  • •Quorum: 1/3 of total directors OR 2 directors, whichever is HIGHER. Interested directors don't count for quorum.
  • •Video conferencing allowed for all matters except those mentioned in Rule 4 of Companies (Meetings) Rules, 2014.

Annual General Meeting (Sec 96)

  • •First AGM: within 9 months of end of first financial year.
  • •Subsequent AGMs: within 6 months of FY end AND within 15 months of previous AGM.
  • •Notice: 21 clear days (Sec 101). Shorter consent: members holding ≥95% paid-up capital can agree to a shorter notice.
  • •OPC is exempt from holding AGMs.

OPC (Sec 2(62), Sec 3, Rule 3)

  • •Exactly 1 member, 1 director (can be the same), and 1 nominee.
  • •Convert to Private/Public if paid-up capital > ₹50 lakh OR turnover > ₹2 cr (3-yr avg).
  • •Cannot carry on NBFC investment activities.
  • •Cannot be Section 8 (non-profit).

Must know before the exam

  • ★MoA can be altered by special resolution (Sec 13). AoA can be altered by special resolution (Sec 14).
  • ★Annual Return (Form MGT-7): file within 60 days of AGM (Sec 92).
  • ★Financial Statements (Form AOC-4): file within 30 days of AGM (Sec 137).
  • ★Doctrine of constructive notice: outsiders are deemed to know the contents of MoA & AoA (filed with ROC, public record).

Common mistakes & fixes

✗ Including interested directors in the board-meeting quorum count.
✓ Sec 174 — interested directors are excluded for that particular item.
✗ Saying AoA prevails over MoA.
✓ MoA is supreme. AoA is subordinate; any conflict is resolved in favour of MoA.

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